About Lead Comply

Australian compliance consulting built for SMEs

Lead Comply delivers specialist AML/CTF Tranche 2, ISO 9001, and ISO 42001 compliance consulting to Australian SMEs — backed by over a decade of management systems expertise and a BSI-certified Lead Internal Auditor qualification.

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Major Industries Served

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Clarity Call Free — No Obligation

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AML/CTF Controlled Documents

Our Approach

Compliance that lives in your business protects your business. Compliance that lives in a drawer does not.

Lead Comply designs programs on management systems principles — documented, understood by those who execute them, and built to grow with the business. If your team cannot explain your compliance program, it is not working for you. It is working against you.

HOW WE WORK

A structured methodology from assessment to implementation.

Every Lead Comply engagement follows a disciplined process — no templates applied without analysis, no deliverables issued without client review and understanding.

Gap Assessment

A structured review of your compliance position against regulatory requirements — identifying what is in place, what is missing, and what needs to change. The essential first step before any program design.

Program Design

Custom compliance program design based on your gap assessment — tailored to your designated services, client profile, risk exposure, and operational context. Every document built specifically for your business.

Implementation and Support

Complete program delivery, staff training, and ongoing compliance advisory. Lead Comply stays with you after handover — because compliance is an ongoing obligation, not a one-time project.

Services

Three specialist service areas. One compliance partner.

All Lead Comply engagements are delivered by a qualified compliance professional — direct access to expertise at every stage of the engagement.

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AML/CTF Tranche 2 Compliance

Everything your business needs to meet AUSTRAC Tranche 2 obligations — risk assessment, full program design, staff training, and ongoing support. Tailored to your specific services and risk profile.

02

ISO 9001 Quality Management

ISO 9001 certification made practical. Gap assessment, QMS design, internal audit preparation, and certification readiness advisory — delivered by a BSI-certified Lead Internal Auditor. 2026 revision ready.

03

ISO 42001 AI Governance

AI governance made manageable. Gap assessment, AI risk register, policy framework, and certification readiness advisory for ISO/IEC 42001:2023 — for Australian businesses using AI in operations or customer interactions.

Why Lead Comply

Genuine compliance expertise for Australian SMEs — without the software shortcuts or the enterprise price tag.

Tailored programs — not templates

Lead Comply designs programs from the client’s business — specific to their designated services, client types, risk exposure, and operational structure.

End-to-end engagement commitment

Lead Comply does not conclude an engagement at document delivery. Implementation support, staff training and ongoing compliance advisory are integral components of every program

ISO management systems methodology

A Lead Internal Auditor background means Lead Comply applies management systems thinking to compliance program design — document control, risk assessment, internal audit, corrective action, and management review frameworks built into every program. 

Built for the Australian regulatory context

Lead Comply builds programs around the rules that actually apply to your business — AUSTRAC, Standards Australia, and the OAIC. Australian compliance, designed in Australia, for Australian businesses.

Get Started

Request a free Clarity Call.

A 30-minute no-obligation consultation to assess your compliance position, confirm your obligations under applicable Australian law, and outline a clear path to compliance. All enquiries receive a response within one business day.