AML/CTF · ISO 9001 · ISO 42001
Compliance Built to Lead.
End-to-end compliance consulting for Australian SMEs — AML/CTF Tranche 2, ISO 9001 Quality Management, and AI Governance Readiness.
No-obligation assessment
AML/CTF Tranche 2 Compliance
AML/CTF Program Design, Documentation & Compliance Portal
Lead Comply delivers the complete AML/CTF solution — a custom-built Program Manual covering Part A and Part B, all supporting policies, procedures, and controlled documents required by AUSTRAC, plus access to the Lead Comply AML Portal. Every document is written specifically for your business, your designated services, and your client profile. The platform runs alongside your program, giving your team a structured environment to manage customer due diligence, monitor transactions, prepare SMR and TTR reports, and maintain a complete audit trail — all in one place.
ISO 9001 QUALITY MANAGEMENT SYSTEM
QMS Design, Documentation & Implementation
A well-implemented QMS doesn’t just satisfy auditors — it makes your business more efficient, consistent, and competitive. With a BSI-certified Lead Internal Auditor qualification and 10 years of hands-on experience, we bring rare real-world depth to QMS consulting.
ISO 42001 AI Governance Readiness
Gap Assessment Against ISO 42001
AI is already in your business — in your tools, your workflows, your decisions. ISO 42001 establishes how organisations should govern AI systems responsibly. We assess your current posture, identify gaps, and deliver a clear roadmap.
Your Compliance Questions Answered in Seconds
Ask Dan anything about AUSTRAC Tranche 2 enrolment, ISO 9001 certification, or AI Governance under ISO 42001. Australian-specific guidance, available right now — no waiting, no forms.
Lead Comply delivers compliance from strategy to execution — and beyond. Whether you need an AML/CTF Tranche 2 program, ISO 9001 quality management system, or ISO 42001 AI governance framework — we design it specifically for your business, develop every document it requires, train your team to use it with confidence, and stay with you as your obligations grow.
WHAT WE D0
Full-Stack Compliance for Australian SMEs
Accountants, Conveyancer & Real Estate Agents
Tranche 2 is coming for your industry. AML/CTF obligations that were once limited to banks are expanding to professional services. We help you understand what’s required, build your program, and get AUSTRAC-ready before the deadline.
- AML/CTF Program design & documentation
- AUSTRAC registration support
- Customer Due Diligence (CDD) framework
- Risk Assessment — products, services, customers
- Staff AML training
- Ongoing compliance support
- AML Portal
ISO 9001 Quality Management
Manufacturers & Operational Businesses
ISO 9001 is the backbone of operational excellence. Whether you’re pursuing certification for the first time or maintaining an existing QMS, we bring 10 years of hands-on manufacturing QMS experience to every engagement.
- Gap assessment against ISO 9001:2026
- QMS design, documentation & implementation
- Internal audit program setup
- Certification readiness preparation
- Management review support
- Staff training and awareness
Tech & Software Companies Using AI
If your product or internal operations use AI tools, ISO 42001 gives you the governance framework to manage that responsibly. We assess your current AI posture and map your path to a defensible governance position.
- Current state AI inventory & usage mapping
- Gap assessment against ISO 42001
- Risk profile review
- Board and management briefing
We don't hand you a report and disappear. We build your compliance capability from the ground up — and stay with you.
A specialist compliance practice built for Australian SMEs.
Lead Comply exists because Australian SMEs deserve compliance programs that actually work — not software-generated templates, not generic advice, and not complexity designed for organisations ten times their size. We are a Sydney-based compliance consulting firm with over a decade of management systems experience across gaming, manufacturing, and software development. Our qualifications include a BSI-certified Lead Internal Auditor certification for ISO 9001 — the same rigour we apply to every AML/CTF Tranche 2, ISO 9001, and ISO 42001 engagement we deliver. We work on-site across Greater Sydney and virtually with clients across Australia.
0
Year +
Implementing & maintaining QMS across multiple industries
0
Year +
Lead Internal Auditor — ISO 9001 Quality Management System
Advanced Diploma in Manufacturing · Diploma in Quality Systems
Operational compliance inside Australia’s most scrutinised regulated industry
How its work
From first conversation to fully compliant.
Ready to get compliant — and stay that way?
Book a free 30-minute consultation. No obligation. We’ll tell you exactly where you stand and what you need.
News & updates
Our blog section is a hub for expert analysis, informative articles, and thought-provoking discussions on the most pressing topics in the industry.